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Member of the Executive Council for the Department of Co-operative Governance and Traditional Affairs v Jabulani Crosby Maphanga

Citation(652/2018) [2019] ZASCA 147 (18 November 2019)
JurisdictionZA
Area of Law
Civil ProcedureConstitutional Law
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Labour Law

Facts of the Case

Mr Maphanga was employed by the Natal Provincial Administration and was absorbed into the Department of Local Government and Housing after 1994 amalgamation. He believed he was denied a promotion he was entitled to and suffered ill-treatment. Between 1998 and 2016, he brought various claims in the Labour Court (dismissed for lack of jurisdiction), Industrial Court (unsuccessful), complaints to the Public Protector, Human Rights Commission, and other bodies, and a dispute to the General Public Service Sectoral Bargaining Council (refused to condone 12-year delay). He left employment in June 2000 with a severance package. In 2016, he issued a notice of intention to sue and launched an action for damages regarding alleged sale in execution of his home by the Department. The MEC then applied under s 2(1)(b) of the Vexatious Proceedings Act 3 of 1956 and/or s 173 of the Constitution seeking orders to prohibit Mr Maphanga from instituting further legal proceedings without leave, declaring his claims prescribed/finally determined, and interdicting him from harassing or defaming departmental employees. The KwaZulu-Natal High Court (Gorven J) dismissed most of the relief, granting only a partial interdict on defamation. The MEC appealed.

Legal Issues

  • Whether disputes and complaints referred to extra-curial and quasi-judicial forums constitute 'legal proceedings' for purposes of s 2(1)(b) of the Vexatious Proceedings Act
  • Whether bargaining council proceedings and complaints to bodies like the Public Protector constitute proceedings in a 'court' or 'inferior court' under the Act
  • Whether the respondent persistently and without reasonable grounds instituted legal proceedings within the meaning of s 2(1)(b)
  • Whether the court's inherent powers under s 173 of the Constitution can be invoked directly without first relying on the Vexatious Proceedings Act
  • What requirements must be met for a court to grant an order prohibiting institution of legal proceedings as vexatious
  • Whether declaratory relief regarding prescription and finality of unidentified claims can be granted
  • Requirements for granting a final interdict

Judicial Outcome

1. The appeal was dismissed with costs. 2. The cross-appeal was struck from the roll. The High Court's order stood, which had granted only a partial interdict against defamation and dismissed the rest of the MEC's application.

Ratio Decidendi

The binding principles established are: (1) For purposes of s 2(1)(b) of the Vexatious Proceedings Act, 'legal proceedings' means only proceedings in courts (High Court, Supreme Court of Appeal, Constitutional Court, Labour Court and similar status courts) and lower courts (magistrates' courts, regional courts), not administrative tribunals or quasi-judicial bodies. Bargaining councils established under the LRA are administrative tribunals, not courts. (2) 'Persistent' in s 2(1)(b) means recurring, constantly repeated or continuous institution of legal proceedings - not merely multiple unsuccessful attempts by a self-represented litigant to identify the correct forum for different causes of action. (3) 'Without reasonable grounds' requires a clear showing that claims have no basis - this cannot be established where claims were not decided on merits. (4) Applicants seeking vexatious proceedings orders must first rely on the Vexatious Proceedings Act, not directly invoke s 173 of the Constitution, which codifies but does not replace the statutory framework. (5) Under common law principles (now in s 173), proceedings are vexatious only if 'obviously unsustainable as a certainty', not on a preponderance of probability. (6) Given the limitation on the constitutional right of access to courts, the Vexatious Proceedings Act must be narrowly construed and courts must proceed very cautiously, only in clear cases, and craft orders to meet only immediate requirements. (7) A respondent seeking to cross-appeal must obtain leave to cross-appeal in terms of Uniform Rule 16(1)(a); failure to do so renders the cross-appeal incurably flawed.

Obiter Dicta

The court made several non-binding observations: (1) The Vexatious Proceedings Act (63 years old) has not kept abreast with constitutional and legislative developments in court structures and designations - its definition of 'court' still refers to the 'Supreme Court of South Africa' which no longer exists. The definition requires construction consonant with the Superior Courts Act to address this anomaly. (2) The fact that Mr Maphanga had no legal representation throughout the lengthy litigation should bear some relevance when assessing whether proceedings were persistent and vexatious. (3) There were strong indications from uncontested allegations that Mr Maphanga may indeed not have been treated fairly during the civil service rationalization process, though this was not determinative. (4) The subsequent dismissal of the damages claim in the High Court did not change the analysis as the basis of dismissal was unknown and appeal possibilities remained. (5) Courts have no jurisdiction to make declaratory orders regarding prescription or finality of unidentified future claims, particularly where such claims may fall under the LRA and be outside the High Court's jurisdiction. (6) It was prudent for the MEC's counsel not to press for relief barring complaints to forums like the Presidential hotline as no injury, damage, harassment or defamation was shown.

Legal Significance

This judgment provides important guidance on the interpretation and application of the Vexatious Proceedings Act 3 of 1956 and the constitutional power under s 173 to regulate court processes. It clarifies that: (1) 'Legal proceedings' and 'court' in the Act refer only to actual court proceedings, not administrative tribunals like bargaining councils or quasi-judicial bodies like the Public Protector. (2) The Act must be narrowly construed as it limits the constitutional right of access to courts under s 34. (3) 'Persistent' requires recurring or constantly repeated proceedings, not merely unsuccessful attempts to find the correct forum. (4) Courts cannot bypass legislation (the Vexatious Proceedings Act) to directly invoke s 173 of the Constitution - the constitutional provision codifies common law powers but does not replace the statutory framework. (5) The stringent common law test requiring proceedings to be 'obviously unsustainable as a certainty' remains applicable. (6) Courts must exercise extreme caution before curtailing access to justice, particularly for self-represented litigants who may struggle to identify appropriate forums. The judgment reinforces constitutional protections for access to courts while providing a framework for addressing genuinely vexatious litigation.

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    Cited to clarify that legal proceedings under the Vexatious Proceedings Act include actual or prospective litigation.

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    Cited to confirm bargaining councils resolve labour disputes in a manner similar to courts but are independent tribunals.

  • Myathaza v Johannesburg Metropolitan Bus Services (SOC) Limited t/a Metrobus and Others[2016] ZACC 49
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    Cited to confirm that bargaining councils are not courts, even though they are independent and impartial tribunals for purposes of s 34 of the Constitution.

  • My Vote Counts NPC v Speaker of the National Assembly and Others[2015] ZACC 31
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    Cited for the principle that constitutional provisions cannot be directly invoked without first relying on applicable legislation.

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    Cited for the common law principles regarding habitual and persistent vexatious litigation and the court's inherent power to regulate its own process.

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National Union of Metal Workers of South Africa and Others v Dunlop Mixing and Technical Services (Pty) Ltd and Others(6/2020) [2020] ZASCA 161 (7 December 2020)
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    Cited for the principle that legislation that interferes with protected rights should be accorded a narrow construction to avoid undue limitation.

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    Cited to confirm that the Commission for Conciliation, Mediation and Arbitration is an administrative tribunal, not a court.

  • The Minister of Environmental Affairs and Tourism and Others v Atlantic Fishing Enterprises (Pty) Ltd and OthersCase No: 259/03
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    Cited for the rule that a respondent who wishes to cross-appeal must obtain leave to cross-appeal.

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    Cited for the principle that constitutional provisions cannot be directly invoked without first relying on applicable legislation.

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