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South African Law • Jurisdictional Corpus
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Van Wyk v The State; Galela v The State

Citation(20273/2014; 20448/2014) [2014] ZASCA 152 (22 September 2014)
JurisdictionZA
Area of Law
Criminal ProcedureConstitutional Law
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Sexual Offences

Facts of the Case

These were two consolidated appeals dealing with the jurisdictional changes introduced by the Superior Courts Act 10 of 2013. In Van Wyk, the appellant was convicted by the Regional Court, Pretoria North of rape and sexual assault of a 15-year-old girl and sentenced to an effective term of 15 years' imprisonment. The victim was at a New Year's Eve party at her home in 2009 where she had consumed alcohol. The appellant, also a guest, asked to sleep over. During the night he approached her, touched her breasts, inserted his finger into her vagina, and kissed her before she pushed him away. His appeal against sentence was dismissed by the North Gauteng High Court. He then sought special leave to appeal to the Supreme Court of Appeal. In Galela, the appellant was convicted of raping a nine-year-old girl and sentenced to 17 years' imprisonment by the Regional Court, Winburg. His petition for leave to appeal to the Western Cape High Court in terms of s 309C of the CPA was refused. He then applied to the SCA for special leave to appeal.

Legal Issues

  • Whether s 16(1)(b) of the Superior Courts Act 10 of 2013 applies to criminal appeals from the high court sitting as a court of appeal to the Supreme Court of Appeal
  • Whether the high court has jurisdiction to consider an application for leave to appeal to the SCA against its own decision given on appeal
  • Whether special leave to appeal is required from the SCA in criminal matters where the high court has dismissed an appeal on the merits or refused a petition under s 309C of the CPA
  • Whether the sentence of 15 years' imprisonment in Van Wyk was disproportionate and shocking
  • The correct procedure for appeals from magistrates' courts to high courts and subsequently to the SCA under the new Superior Courts Act

Judicial Outcome

In Van Wyk (Case No 20273/2014): 1. Special leave to appeal granted under s 16(1)(b) of the Superior Courts Act 10 of 2013. 2. Appeal upheld. 3. The sentence of 15 years' imprisonment was set aside and substituted with imprisonment for 3 years, 5 months and 28 days, antedated to 25 March 2011 (resulting in immediate release). In Galela (Case No 20448/2014): 1. Application for special leave to appeal under s 16(1)(b) of the Superior Courts Act refused.

Ratio Decidendi

1. Section 16(1)(b) of the Superior Courts Act 10 of 2013 applies to criminal appeals from the high court sitting as a court of appeal to the Supreme Court of Appeal, notwithstanding the definition of 'appeal' in s 1 which excludes appeals 'in a matter regulated in terms of the CPA' - this exclusion applies only to Chapter 5 generally, not to s 16(1)(b) specifically. 2. A 'decision' of the high court refusing a petition for leave to appeal under s 309C of the CPA is a decision 'on appeal to it' within the meaning of s 16(1)(b), as such a petition is effectively an appeal against the magistrates' court's refusal of leave under s 309B. 3. The high court does not have jurisdiction to consider applications for leave to appeal to the SCA against its own decisions given on appeal. 4. Special leave to appeal under s 16(1)(b) requires an applicant to show both: (a) reasonable prospects of success, and (b) special circumstances meriting a further appeal - such as where the appeal raises a substantial point of law, is of great importance to the parties or public, or has such strong prospects that refusal would result in manifest denial of justice. 5. An appellate court may interfere with a sentence where: (a) there has been an irregularity resulting in failure of justice; (b) the court misdirected itself such that the decision is vitiated; or (c) the sentence is so disproportionate or shocking that no reasonable court could have imposed it. 6. It suffices for an appellate court to identify a particular range within which it would have imposed sentence, rather than a specific sentence.

Obiter Dicta

Ponnan JA in his separate judgment (paras 37-42) expressed significant concerns about the practical operation of s 16(1)(b): 1. The provision may have set the bar too high by requiring 'special circumstances' to be shown to the SCA (without the full record) after an accused has already failed to meet the lower 'reasonable prospects of success' threshold before the high court (with the full record). 2. An important filter has been removed from the high courts and shifted to the SCA, which will be burdened with many unmeritorious applications. 3. There is a 'real danger that appeals which deserve to be heard are stifled because the bar has been set far too high once the petition to the high court fails.' 4. The legislature 'may have opened the door on some worthy appeals failing to make the cut' - accused persons are merely seeking to exercise a right of appeal from magistrates' courts to the high court. 5. Section 16(1)(b) 'falls far short of the nuanced legislative enactment' needed to address the cumbersome procedure that previously existed. 6. The 'constitutional tolerability' of s 16(1)(b) was not considered but may be questionable. The main judgment also observed (para 17) that this court had previously called for legislative reform to finalize petitions speedily at high court level, questioning whether the Act has achieved this reform.

Legal Significance

This judgment is of fundamental importance to South African criminal procedure as it: 1. Authoritatively interprets s 16(1)(b) of the Superior Courts Act 10 of 2013 for the first time in the context of criminal appeals, clarifying the new legislative framework for appeals from magistrates' courts through the high court to the SCA. 2. Establishes that special leave is now required from the SCA for all appeals from high court decisions on appeal (whether dismissing appeals on the merits or refusing petitions under s 309C), replacing the previous dual system under the Supreme Court Act where leave could be sought from either the high court or the SCA. 3. Sets a higher threshold for further appeals by requiring 'special circumstances' beyond mere reasonable prospects of success. 4. Clarifies that high courts no longer have jurisdiction to grant leave to appeal to the SCA against their own appellate decisions. 5. Provides important procedural guidance on how applications for special leave must be structured and what must be demonstrated. 6. Highlights potential constitutional concerns about access to justice under the new regime (particularly in Ponnan JA's separate judgment). 7. Demonstrates the application of sentencing principles in sexual offence cases, particularly the court's willingness to interfere where sentences are disproportionate and shocking.

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Relied On By

  • Llale v S(663/2016) [2017] ZASCA 049