The Rule of Law in South African Constitutional Law
Master the rule of law in SA constitutional law: legality doctrine, access to justice, judicial independence, and landmark cases from Fedsure to Nkandla.
The Rule of Law in South African Constitutional Law
Area of Law: Constitutional Law
Reading Time: 10 minutes
🎯 What is the Rule of Law?
The rule of law is a founding value of South Africa's constitutional democracy (Section 1(c)).
Core principle: Everyone — including the government — is subject to the law. No one is above the law.
Historical context:
- Apartheid regime = rule by law (oppressive laws legally enforced)
- Constitutional democracy = rule of law (law must be just, fair, and applied equally)
📖 Constitutional Foundation
Section 1(c)
"The Republic of South Africa is one, sovereign, democratic state founded on the following values: ... (c) Supremacy of the constitution and the rule of law."
Two components:
- Constitutional supremacy (Section 2)
- Rule of law
They work together:
- Constitution is supreme law
- All law must comply with Constitution
- No one above the law, including government
📖 What the Rule of Law Requires
1. Legality
Principle: All exercises of public power must be authorized by law.
Key case: Fedsure Life v Greater Johannesburg (1999)
Held:
- "The exercise of all public power must comply with the Constitution"
- Government cannot act arbitrarily
- Every exercise of power must have legal basis
Example:
- Official demolishes house without legal authority
- Unlawful — no law authorized the demolition
- Violates rule of law
2. Legal Certainty
Principle: Laws must be clear, accessible, and predictable.
Why?
- People must know what the law requires
- Cannot comply with vague or secret laws
- Protects against arbitrary enforcement
Requirements:
- Laws published in accessible form
- Written in reasonably clear language
- Not retroactive (generally)
- Stable (not changed arbitrarily)
Retroactive Laws
General rule: Laws should not operate retrospectively.
Why? People cannot comply with laws that didn't exist when they acted.
Exception: Retroactivity allowed if:
- Does not violate fundamental rights
- Necessary for legitimate purpose
- Rational
Example: S v Mhlungu (1995) — Criminal procedure amendments could apply retroactively if they benefit the accused (favor rei).
3. Equality Before the Law
Principle: Law applies equally to everyone — rich and poor, powerful and powerless.
Section 9(1):
"Everyone is equal before the law and has the right to equal protection and benefit of the law."
Implications:
- Government officials subject to same laws as citizens
- No special immunities (except limited constitutional immunities)
- Courts treat everyone equally
Example: President can be prosecuted for crimes like any citizen (S v Zuma, 1995).
4. Access to Courts
Principle: Everyone must have access to courts to enforce rights and challenge unlawful action.
Section 34:
"Everyone has the right to have any dispute that can be resolved by the application of law decided in a fair public hearing before a court..."
Why essential for rule of law?
- Rights meaningless without enforcement
- Courts check government power
- Provides remedy for violations
Key case: Fose v Minister of Safety and Security (1997)
- "Without effective remedies, rights are reduced to mere aspirations"
5. Independent Judiciary
Principle: Courts must be independent from executive and legislature.
Section 165(2):
"The courts are independent and subject only to the Constitution and the law, which they must apply impartially and without fear, favour or prejudice."
Why essential?
- Courts check government power
- Cannot be independent if government controls them
- Protects against abuse
📖 The Doctrine of Legality
Constitutional Court Development
Key case: Pharmaceutical Manufacturers v President (2000)
Facts:
- President exercised power under Medicines Act
- Challenge: Was power exercised lawfully?
Court held: All exercises of public power must be:
- Authorized by law
- Rational — rational connection between decision and purpose
- Procedurally fair (in appropriate circumstances)
This became the "doctrine of legality"
Three Requirements Explained
(1) Authorization
Question: Does law give official this power?
Example:
- Municipal manager cancels tender
- Check: Does Municipal Systems Act authorize manager to cancel tenders?
- If NO → unlawful (lacks authorization)
(2) Rationality
Question: Is there rational connection between decision and purpose for which power given?
Test: Would reasonable person see logical connection?
Not asking: Is decision best? Is it wise?
Asking: Is it rational (not irrational)?
Key case: SARFU v President (1999)
- President appointed commission
- Rational because connected to constitutional duty to uphold Constitution
(3) Procedural Fairness
Question: Did official follow fair procedure?
When required:
- Depends on circumstances
- Higher standard where rights affected
- Lower/no standard for broad policy
PAJA (Promotion of Administrative Justice Act) gives detailed procedural fairness requirements for administrative action.
📖 Key Cases on Rule of Law
Fedsure v Greater Johannesburg (1999)
The Foundational Case
Facts:
- Municipality imposed levies without legal authority
- Ratepayers challenged
Held: Unlawful
Chaskalson P:
"The exercise of all public power must comply with the Constitution, which is the supreme law, and the doctrine of legality, which is part of that law."
Established:
- Legality is constitutional principle
- All public power subject to it
- Not just administrative action — ALL exercises of power
Pharmaceutical Manufacturers v President (2000)
Expanding Legality
Facts:
- President made regulations under Medicines Act
- Challenge: Process followed?
Court added:
- Rationality requirement
- Procedural fairness (where appropriate)
Result: Doctrine of legality has three components:
- Authorization
- Rationality
- Procedural fairness (contextual)
Albutt v Centre for the Study of Violence (2010)
Presidential Pardons
Facts:
- President granted pardons to certain offenders
- Did not consult victims as required
Held: Pardons set aside
Why:
- Presidential prerogative still subject to legality
- Must be exercised rationally
- Must follow fair procedure
Principle: Even prerogative powers subject to rule of law.
Democratic Alliance v President (2013)
Rationality Review
Facts:
- President suspended Public Protector's investigation
- Question: Rational?
Held: Irrational — no rational basis for suspension
Test applied:
- Is there objective rational connection between means and end?
- Court doesn't ask if decision wise, only if rational
Principle: Executive decisions must be rationally justifiable.
📖 Rule of Law vs Parliamentary Sovereignty
Historical Tension
Old model (Westminster):
- Parliament is supreme
- Parliament can make/unmake any law
- Courts cannot strike down legislation
New model (SA Constitution):
- Constitution is supreme (Section 2)
- Parliament subject to Constitution
- Courts can strike down unconstitutional laws
How Constitution Resolved This
Section 2:
"This Constitution is the supreme law of the Republic; law or conduct inconsistent with it is invalid..."
Result:
- Parliament powerful but not sovereign
- Constitution higher than Parliament
- Courts enforce constitutional limits
Example: Executive Council, Western Cape v President (1995)
- Court struck down law abolishing provinces
- Parliament cannot violate Constitution even with majority support
📖 Rule of Law and Administrative Justice
PAJA Implements Rule of Law
PAJA (Act 3 of 2000) gives effect to Section 33 (just administrative action).
How it enforces rule of law:
(1) Procedural fairness (s 3):
- Notice before adverse action
- Right to be heard
- Right to reasons
(2) Substantive requirements (s 6):
- Must be lawful, reasonable, procedurally fair
- Grounds of review if not
(3) Judicial review (s 6-8):
- Courts review unlawful administrative action
- Can set aside, remit, or substitute
Result: Comprehensive system ensuring government acts lawfully.
📖 Access to Justice and Rule of Law
Section 34 Right
Everyone has right to:
- Have dispute resolved in court
- Fair public hearing
- Effective remedy
Includes:
- Access to courts (geographically)
- Affordable justice (legal aid)
- Fair procedures
- Effective remedies
Legal Aid
Why essential?
- Poor cannot enforce rights without lawyers
- Rule of law meaningless if only rich can access courts
Legal Aid SA:
- Provides free legal services to qualifying persons
- Criminal and civil matters
- Ensures access to justice
Constitutional obligation: State must provide legal aid where required for justice.
📖 International Law Dimension
South Africa and International Rule of Law
Section 233:
"When interpreting legislation, every court must prefer any reasonable interpretation consistent with international law over any alternative interpretation inconsistent with international law."
Why?
- Rule of law is universal principle
- International law reinforces it
- Shows SA commitment to global norms
Example: Glenister v President (2011)
- Court considered international anti-corruption treaties
- Held SA obliged to maintain independent anti-corruption body
💡 Rule of Law in Practice
Example 1: Marikana Commission
Facts:
- Police killed 34 striking miners
- President appointed commission of inquiry
- Police challenged commission's powers
Court held:
- Commission lawfully established
- Police must cooperate
- Rule of law requires accountability for use of lethal force
Principle: Even police subject to law and independent investigation.
Example 2: Nkandla
Facts:
- Public Protector found President misused public funds
- President refused to comply
- Parliament failed to act
Constitutional Court (EFF v Speaker, 2016):
"The Constitution is the supreme law. All arms of government must abide by it."
Held:
- President violated rule of law by ignoring Public Protector
- Parliament violated rule of law by not holding President accountable
Remedial action: President ordered to pay back money.
Principle: No one, not even President, above the law.
⚠️ Threats to Rule of Law
1. State Capture
Definition: Private interests control government decisions.
Why threatens rule of law:
- Decisions made for private benefit, not public interest
- Undermines legality and rationality
- Corruption replaces lawful process
Response: Independent investigations, prosecutions, commissions
2. Interference with Judiciary
Examples:
- Attacking judges for unpopular decisions
- Threatening to remove judges
- Undermining court orders
Why threatens rule of law:
- Judicial independence essential
- Courts enforce rule of law
- If courts intimidated, rule of law collapses
Protection: Section 165(3) — no one may interfere with courts
3. Executive Overreach
Examples:
- Acting without legal authority
- Ignoring court orders
- Refusing to implement judgments
Why threatens rule of law:
- Executive powerful — must be constrained
- If executive ignores law, rule of law collapses
Remedy: Judicial review, parliamentary oversight, public pressure
💡 Exam Strategy
Spot Rule of Law Issues
Look for:
- Government acting without legal authority
- Arbitrary decisions
- Unequal application of law
- Denial of access to courts
- Failure to comply with court orders
- Vague or retroactive laws
IRAC Framework
Issue: Does [action] violate rule of law?
Rule:
- Define rule of law (Section 1(c))
- Cite Fedsure, Pharmaceutical Manufacturers
- Explain legality doctrine (authorization, rationality, fairness)
Application:
- Is action authorized by law?
- Is it rational?
- Was fair procedure followed?
- Does it violate legal certainty, equality, or access to justice?
Conclusion:
- Summarize findings
- State remedy (set aside, review, damages)
Sample Exam Answer
Question: "A municipal manager demolishes informal settlements without notice or court order. Advise residents on rule of law grounds."
Answer:
"The demolition violates the rule of law on multiple grounds:
(1) Legality (Fedsure): The manager's action must be authorized by law. Demolition without court order violates Dlamini v Green Point — evictions require court order under PIE Act. Unlawful — lacks legal authorization.
(2) Procedural fairness (Pharmaceutical Manufacturers): Residents entitled to notice and hearing before eviction. No notice given. Violates procedural fairness requirement of legality.
(3) Access to justice (s 34): By demolishing without court process, manager denied residents right to challenge eviction in court. Violates Section 34.
Remedy: Residents should apply for judicial review to set aside demolition, seek damages for loss, and obtain interdict preventing future unlawful evictions. Court should grant costs against municipality."
🎓 Summary
Rule of law means:
- Government subject to law, not above it
- All power must be authorized, rational, fair
- Laws clear, accessible, predictable
- Everyone equal before law
- Access to courts guaranteed
- Independent judiciary
Doctrine of legality requires:
- Legal authorization
- Rationality
- Procedural fairness
Key cases:
- Fedsure — legality is constitutional principle
- Pharmaceutical Manufacturers — three requirements
- Albutt — even prerogative powers subject to legality
- EFF v Speaker — no one above the law
📚 Further Reading
- Currie & De Waal, Bill of Rights Handbook (Chapter 2)
- Dawood v Minister of Home Affairs (2000) — rule of law and dignity
- S v Makwanyane (1995) — rule of law and death penalty
- Merafong Demarcation Forum v President (2008) — rationality review
- Dyzenhaus, "Legality and Legitimacy in South Africa" (1997)
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